Stockcode:200725 Stockname:BOEB AnnouncementNo.2016-074 BOETECHNOLOGYGROUPCO.,LTD. ABSTRACTOFTHIRDQUARTERREPORT2016 SectionIImportantStatements TheBoardofDirectors,theSupervisoryCommittee,directors,supervisorsandseniormanagementstaffofBOE TechnologyGroupCo.,Ltd.(hereinafterreferredtoas“theCompany”)warrantthatthecontentscarriedinthis reportarewithoutanyfalserecord,misleadingstatementormaterialomission.Andtheyshallbeseverallyand jointlyliablefortheauthenticity,accuracyandcompleteness. AllthedirectorsattendedtheboardmeetingforthereviewofthisReport. Mr.WangDongsheng,BoardChairman,Mr.ChenYanshun,PresidentoftheExecutiveCommittee(CEO),Ms. SunYun,accountingheadfortheReport,andMs.YangXiaoping,headoftheaccountingorgan(headof accounting),herebyguaranteethattheFinancialReportcarriedintheReportisfactual,accurateandcomplete. This Report has been prepared in both Chinese and English. Should there be any discrepancies or misunderstandingsbetweenthetwoversions,theChineseversionshallprevail. SectionIIFinancialHighlights&ShareholderChanges IHighlightsofaccountingdataandfinancialindicators WhethertheCompanyperformsanyretroactiveadjustmentstoorrestatementsofitsaccountingdataoflastyearduetochangein accountingpoliciesorcorrectionofaccountingerrors □Yes√No Item 30September2016 31December2015 +/-(%) Totalassets(RMBYuan) 175,175,152,927.00 152,592,894,442.00 14.80% Net assets attributable to shareholders of the Company 77,142,699,064.00 77,485,275,564.00 -0.44% (RMBYuan) January-September Item July-September2016 YoY+/-(%) YoY+/-(%) 2016 Operatingrevenues(RMBYuan) 19,393,595,018.00 44.19% 45,841,905,735.00 25.87% Net profit attributable to shareholders of the Company 657,140,380.00 1494.35% 140,667,962.00 -92.94% (RMBYuan) Net profit attributable to shareholders of the Company 509,396,071.00 403.10% -1,800,301,317.00 -227.83% excluding exceptional profit and loss(RMBYuan) Net cash flows from operating -- -- 6,548,148,538.00 -16.41% activities(RMBYuan) Basic earnings per share (RMB 0.019 1,800.00% 0.004 -92.98% Yuan/share) Dilutedearningspershare(RMB 0.019 1,800.00% 0.004 -92.98% Yuan/share) Weightedaveragereturnonequity 0.85% 0.80% 0.18% -2.41% Unit:RMBYuan Item January-September2016 Note Gains/lossesonthedisposalofnon-currentassets(includingtheoffset -2,753,840.00N/A partofassetimpairmentprovisions) Taxrebates,reductionsorexemptionsduetoapprovalbeyondauthority 0.00N/A orthelackofofficialapprovaldocuments Governmentgrantsrecognizedinthecurrentperiod,exceptforthose acquiredintheordinarycourseofbusinessorgrantedatcertainquotas 1,791,803,165.00N/A oramountsaccordingtothecountry’sunifiedstandards Capitaloccupationchargesonnon-financialenterprisesthatrecorded 0.00N/A intocurrentgainsandlosses GainsduetothattheinvestmentcostsfortheCompanytoobtain subsidiaries,associatesandjointventuresarelowerthantheenjoyable 105,228,293.00N/A fairvalueoftheidentifiablenetassetsoftheinvesteeswhenmakingthe investments Gain/lossonnon-monetaryassetswap 0.00N/A Gain/lossonentrustingotherswithinvestmentsorassetmanagement 0.00N/A AssetimpairmentprovisionsduetoactsofGodsuchasnaturaldisasters 0.00N/A Gain/lossondebtrestructuring 0.00N/A Expensesforbusinessreorganization,suchasexpensesforstaffing, 0.00N/A reorganizationetc. Gain/lossonthepartoverthefairvalue duetotransactionswith 0.00N/A distinctlyunfairprices Current gains and losses of subsidies acquired from business combination under the same control as from period-begin to 0.00N/A combinationdate Gain/lossoncontingenteventsirrelevanttotheCompany’snormal 0.00N/A business Gainsandlossesonchangeinfairvaluefromtradablefinancialassets andtradablefinancialliabilities,aswellasinvestmentincomefrom disposaloftradablefinancialassetsandtradablefinancialliabilitiesand 131,735,488.00N/A financialassetsavailableforsales,exceptforeffectivehedgingrelated withnormalbusinessesoftheCompany Reversalofimpairmentprovisionsfortheaccountsreceivableonwhich 0.00N/A impairmenttestswerecarriedoutseparately Gain/lossonexternalentrustmentloans 0.00N/A Gain/lossonchangeofthefairvalueofinvestingrealestateofwhich thesubsequentmeasurementiscarriedoutadoptingthefairvalue 0.00N/A method Effectoncurrentgains/losseswhenaone-offadjustmentismadeto currentgains/lossesaccordingtorequirementsoftaxation,accounting 0.00N/A andotherrelevantlawsandregulations Custodyfeeincomewhenentrustedwithoperation 0.00N/A Non-operatingincomesandexpensesotherthantheabove 24,651,172.00N/A Othergain/loss itemsthatmeetthedefinitionofanextraordinary 0.00N/A gain/loss Less:Incometaxeffects 79,626,752.00N/A Minorityinterestseffects(aftertax) 30,068,247.00N/A Total 1,940,969,279.00 -- ExplanationofwhytheCompanyclassifiedanitemasexceptionalprofit/lossaccordingtothedefinitionintheExplanatory AnnouncementNo.1onInformationDisclosureforCompaniesOfferingTheirSecuritiestothePublic―ExceptionalProfitandLoss, orreclassifiedanyexceptionalprofit/lossitemgivenasanexampleinthesaidexplanatoryannouncementtorecurrentprofit/loss □Applicable√Notapplicable NosuchcasesintheReportingPeriod. IITotalnumberofshareholdersandshareholdingsoftop10shareholdersattheperiod-end 1.Totalnumberofordinaryshareholdersandpreferenceshareholderswhohadresumedtheirvotingright &shareholdingsoftop10shareholdersattheperiod-end Unit:share 1,305,144(OfwhichthereTotal number of preference Totalnumberofordinaryshareholdersat were1,258,749ShareAshareholderswhohadresumed 0 theendoftheReportingPeriod shareholdersand46,395theirvotingrightattheendof ShareBshareholders)theReportingPeriod(ifany) Shareholdingsoftop10shareholders Numberof Pledgedorfrozenshares Natureof Shareholding Numberof Nameofshareholder restricted shareholder percentage sharesheld Status Number sharesheld Beijing State-owned CapitalState-owned 11.56%4,063,333,3334,063,333,333 ManagementCenter Corporation Chongqing Capital State-owned Photoelectricity Investment Co., 8.53%3,000,000,0003,000,000,000Pledged 955,000,000 Corporation Ltd. HefeiJianxiang InvestmentCo.,State-owned 8.13%2,857,142,8572,857,142,857 Ltd. Corporation HuaAnFund�CICBC-Zhongrong InternationalTrust�CZhongrong- Other 4.45%1,564,126,904 0 RJNo.1AssembledFundsTrust Plan China Securities Finance Other 2.74% 963,281,982 0 CorporationLimited Beijing BOE Investment&State-owned 2.34% 822,092,180 0 DevelopmentCo.,Ltd. Corporation Beijing Economic-TechnologicalState-owned 1.93% 677,423,641 0 Investment&DevelopmentCorp. Corporation HefeiRaycomProjectsInvestmentState-owned 1.92% 675,026,803 0 Co.,Ltd. Corporation Beijing BDA Technological Other 1.60% 564,000,000 0 InvestmentDevelopmentCo.,Ltd. BeijingElectronicsHoldingsCo., Nation 0.78% 273,735,583 0 Ltd. Shareholdingsoftop10non-restrictedshareholders Numberofnon-restrictedsharesheld Typeofshares Nameofshareholder attheperiod-end Type Number HuaAnFund-ICBC-ZhongrongInternational Trust-Zhongrong-RJNo.1AssembledFunds 1,564,126,904RMBordinaryshares 1,564,126,904 TrustPlan ChinaSecuritiesFinanceCorporationLimited 963,281,982RMBordinaryshares 963,281,982 BeijingBOEInvestment&DevelopmentCo., 822,092,180RMBordinaryshares 822,092,180 Ltd. Beijing Economic-TechnologicalInvestment& 677,423,641RMBordinaryshares 677,423,641 DevelopmentCorp. HefeiRaycomProjectsInvestmentCo.,Ltd. 675,026,803RMBordinaryshares 675,026,803 Beijing BDA Technological Investment 564,000,000RMBordinaryshares 564,000,000 DevelopmentCo.,Ltd. BeijingElectronicsHoldingsCo.,Ltd. 273,735,583RMBordinaryshares 273,735,583 CentralHuijinInvestmentLtd. 248,305,300RMBordinaryshares 248,305,300 ChinaLifeInsuranceCo.,Ltd.�CTraditional- 143,320,047RMBordinaryshares 143,320,047 GeneralInsuranceProducts-005L-CT001S ChongqingJiangbeizuiCBDInvestmentGroup 107,095,238RMBordinaryshares 107,095,238 Co.,Ltd. 1.BeijingState-ownedCapitalManagementCenterheld100%equitiesof BeijingElectronicsHoldingsCo.,Ltd.. 2.BeijingElectronicsHoldingsCo.,Ltd.held66.25%sharesofBeijingBOE Investment&DevelopmentCo.,Ltd.,whichwasthecontrollingshareholderof thelatter. 3.BeijingEconomic-TechnologicalInvestment&DevelopmentCorp.held49% sharesofBeijingBDATechnologicalInvestmentDevelopmentCo.,Ltd.,the abovementionedcompanieswerebothcontrolledbytheBeijingEconomic- TechnologicalDevelopmentAreaAdministrationCommitteeandwerethe personsactinginconcert. 4.WhentheCompanycompletedprivateofferingofsharesin2014,Hefei JianxiangInvestmentCo.,Ltd.,ChongqingEzcapitalOpto-electronicsIndustry InvestmentCo.,Ltd.maintainedunanimousaccordingtothedeclarationof intention from BeijingBOEInvestment&DevelopmentCo.,Ltd.when ExplanationonassociatedrelationshiporpersonsexecutingthevotingrightsoftheshareholdersoftheCompanythroughthe acting inconcert among the above-mentionedagreementoftheVotingRightsExercisingAgreement shareholders 5.WhentheCompanycompletedprivateofferingofsharesin2014,Beijing State-ownedCapitalOperationandManagementCentertransferredthe70% sharesdirectlyheldtoBeijingElectronicShareholdingCo.,Ltd.formanaging throughSharesManagementProtocol,andBeijingElectronicShareholdingCo., Ltd.acquiredtheshareholdersrightsexceptforthedispositionrightsandequity rightsattachedtotheequities;BeijingState-ownedCapitalOperationand ManagementCentermaintaineditsvotingrightsoftherest30%equitydirectly heldbyitselfinaccordancewithBeijingElectronicShareholdingCo.,Ltd. throughtheagreementoftheVotingRightsExercisingAgreement. 6. ChongqingJiangbeizuiCBDInvestmentGroupCo.,Ltd.held12.25% equitiesofChongqingCapitalPhotoelectricityInvestmentCo.,Ltd.without beingitscontrollingshareholderthatwasnotthepersonactinginconcert. 7.Exceptforrelationshipamongtheaboveshareholders,theCompanyisnot awareofwhethertheothertoptenshareholdersexistassociatedrelationshIPOr not,ortheyarepersonsactinginconcertornot. Didanyofthetop10ordinaryshareholdersorthetop10non-restrictedordinaryshareholdersoftheCompanyconductany promissoryrepoduringtheReportingPeriod □Yea√No NosuchcasesintheReportingPeriod. 2.Totalnumberofpreferenceshareholdersandshareholdingsofthetop10ofthemattheperiod-end □Applicable√Notapplicable SectionIIISignificantEvents IChangesinmainaccountingstatementitemsandfinancialindicatorsintheReporting Period,aswellasreasonsforthechanges √Applicable□Notapplicable Unit:RMBYuan Period-beginning/ Period-end/Current Item Sameperiodoflast +/-(%) Mainreasonforchange period year Notesreceivable Notes were adopted more often in 1,219,908,043.00 362,053,092.00 237% settlement. Accounts Thesalesrevenueincreased. 13,672,569,024.00 8,192,514,361.00 67% receivable Long-term equity Newinvestments 2,002,226,109.00 1,260,302,959.00 59% investments Short-term Somebankloanswererepaid. 1,508,353,191.00 5,091,974,830.00 -70% borrowings Accounts paid in Advancestosuppliersincreased. 593,145,184.00 226,447,504.00 162% advance Accounts received Advancesfromcustomersincreased. 629,706,242.00 386,538,903.00 63% inadvance Other non-current Prepayments for engineering and 5,730,110,656.00 347,851,674.00 1547% assets equipmentincreased. Accountspayable ProcurementincreasedastheCompany 13,616,736,221.00 9,849,935,031.00 38% wasexpanding. Non-current Somelong-termborrowingsbecamedue liabilities due 3,737,502,774.00 2,283,535,113.00 64% withinoneyear. withinoneyear Operatingcosts 28,386,284,793.0 Thesalesincreased. 39,817,142,861.00 40% 0 Financecosts Increaseinexchangelossandexpensed 1,840,072,506.00 1,049,846,691.00 75% interest Non-operating Increaseingovernmentsubsidy 1,933,773,186.00 655,288,420.00 195% revenue Corporate income Decreaseinearningsofthedisplaydevice tax 120,127,244.00 495,093,867.00 -76% divisionaSAResultofthemarketdecline Net cash flows Acashinflowduetothearrivalofthe from financing 11,139,226,214.00 3,467,008,440.00 221% fundsraisedthroughcorporatebonds activities Netincreaseincash Acashinflowduetothearrivalofthe and cash 321,154,728.00 -3,886,230,683.00 108% fundsraisedthroughcorporatebonds equivalents IIProgressonsignificantevents,aswellastheinfluenceandsolutions √Applicable□Notapplicable rd th 1.TheCompanydisclosedtheAnnouncementontheResolutionofthe3Sessionofthe8 BoardofDirectorson28July2016 (AnnouncementNo.:2016-054),whichapprovedtheProposalontheCapitalIncreaseforBeijingBOEEnergyTechnologyCo.,Ltd. andtheCompanyplannedtoincreasethecapitalofBeijingBOEEnergyTechnologyCo.,Ltd.ofRMB0.8billionYuanbythe self-ownedfundsfortheinvestmentonthegroundconstruction/distributedphotovoltaicpowerstationprojectswiththespecific informationontheAnnouncementontheCapitalIncreaseforBeijingBOEEnergyTechnologyCo.,Ltd.disclosedon28July2016 (AnnouncementNo.:2016-055). rd th 2.TheCompanydisclosedtheAnnouncementontheResolutionofthe3 Sessionofthe8 BoardofDirectorson28July2016 (AnnouncementNo.:2016-054),whichapprovedtheProposalonInvestmentAdjustmenttoGeneration10.5TFT-LCDProduction LineProjectandtheCompanyplannedtochangetheregisteredcapitalstructure,thewayofcontributionandthearrivalprogressof theregisteredcapitaloftheprojectwiththespecificinformationontheAnnouncementonInvestmentAdjustmenttoGeneration10.5 TFT-LCDProductionLineProjectdisclosedon28July2016(AnnouncementNo.:2016-056). 3.On15July2016,theCompanydisclosedthePreplanofRepurchasingPartoftheSocialPublicSharesoftheCompany,whichhad rd beenreviewedandapprovedbythe20163 ExordinaryGeneralMeeting.On20September,theCompanyexecutedthereppurshaseof partofthesocialpublicsharesinthefirsttimeandupto30September,theCompanyaccumulativelyrepurchased21,129,700sharesof theShareA,withthespecificinformationontheAnnouncementontheProgressofRepurchasingPartoftheSocialPublicShares disclosedon11October (AnnouncementNo.:2016-069). rd 4.On20August2016,theCompanydisclosuedtheAnnouncementontheResolutionofthe20163 ExtraordinaryGeneralMeeting th (AnnouncementNo.:2016-060),whichelectedMr.LiXuanastheIndependentDirectorofthe8 BoardofDirectorsofthe Company. Indexoftheinterimreport Summaryofthesignificantevents Disclosuredate disclosurewebsite AnnouncementonParticipatingtheShareOfferingofZhejiang ShengyangTechnologyCo.,Ltd.andtheAssetsPurchasing20Sep.2016 www.cninfo.com.cn ProjectsbyCash AnnouncementontheVoluntarilyInformationDisclosureon 28Sep.2016 www.cninfo.com.cn SigningtheDevelopmentFinancialCooperationAgreement IIICommitmentsoftheCompany,itsshareholders,actualcontroller,acquirer,directors,supervisors,seniormanagementorotherrelatedpartiesfulfilledintheReportingPeriodorongoingattheperiod-end √Applicable□Notapplicable Dateof Typeof Termof Commitment Commitmentmaker Contents commitment Fulfillment commitment commitment making Commitments made in share N/A reform Commitmentsmadeinacquisition documents or shareholdingN/A alterationdocuments Commitmentsmadeintimeof N/A assetrestructuring Beijing State-owned Capital Operation and ManagementCommitment Thesharesacquiredfromthissubscriptionshall Center, Hefei Jianxiangconcerning notbetransferredwithin36monthsfromthefirst 8Apr.2014 36months Inexecution InvestmentCo.,Ltd.,Chongqingrestricted tradingdateofthesenewlyincreasedsharesinthe CommitmentsmadeintimeofCapital Photoelectricityshares privateplacementbytheissuer. IPOorrefinancing InvestmentCo.,Ltd. Commitment Voluntarilycommittedtolockupthewholeheld Hefei Raycom Projectsconcerning sharesoftheCompanyof24monthssince99Jan.2014 24months Fulfilled InvestmentCo.,Ltd. restricted January2014. shares Commitments concerning stock N/A ownershipincentive Other commitments made toBeijingElectronicsHoldingsCo.,Commitment Committednottodecreasetheshareholding31Jul.2015 6months Fulfilled minorityshareholders Ltd. concerning duringtheshareholdingincreaseexecutionperiod others andwithin6monthsafterthecompletionofthe executionof231,700unrestrictedRMBordinary sharesincreasedbythedirectionalassetplan. Committednottodecreasetheshareholding Commitment duringtheshareholdingincreaseexecutionperiod Beijing BOE Investment concerning andwithin6monthsafterthecompletionofthe24Aug,2015 6months Fulfilled DevelopmentCo.,Ltd. others executionof6,311,100unrestrictedRMBordinary sharesincreasedbythedirectionalassetplan. Commitment Committednottodecreasetheshareholdingof WholeDirectors,Supervisorsand concerning theCompany’sshareswithinthefuture6months11Jul.2015 6months Fulfilled SeniorExecutives others since11July2015. BeijingElectronicsHoldingsCo., Ltd., Beijing BOE InvestmentCommitment Committednottodecreasetheshareholdingof Development Co., Ltd., Hefeiconcerning theCompany’sshareswithinthefuture6months28Jan.2016 6months Fulfilled RaycomProjectsInvestmentCo.,others since28Jan2016. ltd. Beijing BDA TechnologicalCommitment Committednottodecreasetheshareholdingof Investment Development Co.,concerning theCompany’sshareswithinthefuture6months14Feb.2016 6months Fulfilled Ltd. others since14February2016. Executedontime Yes Specific reasons for failing to fulfillcommitmentsontimeandN/A plansfornextstep IVPerformanceforecastforY2016 WarningofpossiblelossorconsiderableYoYchangeintheaccumulativenetprofitmadeduringtheyear-beginningtotheendofthenextreportingperiod,aswellasthereasons □Applicable√Notapplicable VSecuritiesinvestments √Applicable□Notapplicable Opening Opening Closing Closing Profit/lossin Varietyof Codeof Nameof Initial Closingbook Sourceof numberof shareholding numberof shareholding theReporting Accountingtitle value securities securities securities investmentcost sharesheld percentage sharesheld percentage Period securities TPV Financial assets Stock HK00903 134,658,158.00 24,360,191 1.04% 24,360,191 1.04% 28,943,283.00 205,296.00 Subscribe Technology available-for-sale Electronic Financial assets Stock SH600658 90,160,428.00 9,819,493 1.69% 9,819,493 1.69%120,386,984.00 2,641,444.00 Stock-for-stock Zone available-for-sale Bank of Financial assets Stock HK01963 120,084,375.00 25,195,000 0.93% 25,195,000 0.93%137,929,704.00 6,651,480.00 Subscribe Chongqing available-for-sale Other securities investment held at the 0.00 0 -- 0 -- 0.00 0.00 -- -- period-end Total 344,902,961.00 59,374,684 -- 59,374,684 -- 287,259,971.00 9,498,220.00 -- -- Disclosuredateoftheboardannouncementon N/A approvalofthesecuritiesinvestment Disclosure date of the general meeting announcementonapprovalofthesecuritiesN/A investment(ifany) VIInvestmentinderivativefinancialinstruments □Applicable√Notapplicable NosuchcasesintheReportingPeriod. VIIVisitspaidtotheCompanyforpurposesofresearch,communication,interview,etc. duringtheReportingPeriod √Applicable□Notapplicable Dateofvisit Wayofvisit Typeofvisitor About 2016-07-01 Fieldresearch Institution 2016-07-01 Teleconference Institution 2016-07-05 Teleconference Institution 2016-07-14 Teleconference Institution Maindiscussion: 2016-07-15 Fieldresearch Institution 1. The operatingsituation, the future 2016-07-21 Fieldresearch Institution developmentstrategyoftheCompany; 2016-09-01 Fieldresearch Institution 2.Industryconditionsanddevelopment 2016-09-02 Fieldresearch Institution trend; 3.Situation of the severalproduction 2016-09-02 Fieldresearch Institution linesoftheCompany; 2016-09-02 Teleconference Institution 2016-09-07 Fieldresearch Institution 2016-09-21 Teleconference Institution 2016-09-21 Fieldresearch Institution 2016-09-23 Fieldresearch Institution Note:59institutionspaid14visitsintotaltotheCompanyduringtheReportingPeriodforthepurposeofresearch. VIIIIllegalprovisionofguaranteesforexternalparties □Applicable√Notapplicable NosuchcasesintheReportingPeriod. IXOccupationoftheCompany’sfundsfornon-operatingpurposesbythecontrolling shareholderanditsrelatedparties □Applicable√Notapplicable NosuchcasesintheReportingPeriod. BoardChairman(signature): WangDongsheng DateoftheBoard’sapproval: 24October2016